Municipal Securities Rulemaking Board - PDFSEARCH.IO - Document Search Engine

Municipal Securities Rulemaking Board
Results: 1131

#	Item
261	National Association of Independent Public Finance Advisors P.O. Box 304 Montgomery, Illinois[removed][removed] • [removed]Fax www.naipfa.com Add to Reading List Source URL: itsmarta.com Language: English - Date: 2014-01-10 12:41:18 Business Investment Municipal Securities Rulemaking Board Financial adviser Registered Investment Advisor Bond Underwriting U.S. Securities and Exchange Commission Investment Advisor Financial economics Finance Economics
262	CH booklet, "Municipal Securities Rulemaking Board Rules" Add to Reading List Source URL: occ.gov Language: English - Date: 2014-12-01 11:40:05 Self-regulatory organizations Financial system 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial services Electronic Municipal Market Access U.S. Securities and Exchange Commission Securities Act United States securities law Financial regulation Financial economics
263	Interim Final Temporary Rules: Temporary Registration of Municipal Advisors Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-10-04 13:38:31 73rd United States Congress United States Securities and Exchange Commission United States securities law Business Registered Investment Advisor Investment Advisers Act Municipal Securities Rulemaking Board Financial adviser U.S. Securities and Exchange Commission Financial regulation Finance Financial economics
264	Testimony Before the House Financial Services Subcommitee on Capital Markets Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Personal finance 529 plan Municipal Securities Rulemaking Board Capital gains tax Income tax in the United States 401 U.S. Securities and Exchange Commission Mutual fund Financial adviser Investment Financial economics Internal Revenue Code
265	Microsoft Word - min040323.doc Add to Reading List Source URL: www.sandiego.gov Language: English - Date: 2004-04-02 10:38:53 Adjournment Parliamentary procedure Quorum Municipal Securities Rulemaking Board
266	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 12:51:33 Municipal Securities Rulemaking Board Investment Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Registered Investment Advisor Financial adviser Investment Advisers Act Investment Advisor Securities Industry and Financial Markets Association Financial economics Finance Business
267	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 07:01:15 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation
268	MSRB WEBINAR Request for Comment on Draft Amendments to MSRB Rule G-37 to Extend its Provisions to Municipal Advisors Hosted by the Municipal Securities Rulemaking Board Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-09-11 16:35:39 Law Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act Economy of the United States Financial Industry Regulatory Authority Rulemaking Securities Exchange Act Tower Amendment Investor Protection and Securities Reform Act Self-regulatory organizations United States securities law Financial regulation
269	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 06:33:18 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation
270	CONSIDERATIONS REGARDING VOLUNTARY SECONDARY MARKET DISCLOSURE ABOUT BANK LOANS EXECUTIVE SUMMARY Since 2009, state and local governmental issuers and conduit borrowers (collectively, “issuers”) have increasingly use Add to Reading List Source URL: nfma.memberclicks.net Language: English - Date: 2013-04-29 15:15:47 73rd United States Congress United States Securities and Exchange Commission United States securities law Bonds Stock market Municipal bond Electronic Municipal Market Access Municipal Securities Rulemaking Board Security Financial economics Finance Economics

UPDATE